Recent Transactions
GOLDEN BULL LIMITED
(NASDAQ: DNJR)
(NASDAQ: DNJR)
$7.1MM
IPO
3/2018
Sole Book Running Manager
SENMIAO TECHNOLOGY LTD
(NASDAQ: AIHS)
(NASDAQ: AIHS)
$13.5MM
IPO
3/2018
Sole Book Running Manager
FARMMI, INC.
(NASDAQ: FAMI)
(NASDAQ: FAMI)
$6.7MM
IPO
2/2018
Sole Book Running Manager
RETO ECO-SOLUTIONS, INC.
(NASDAQ: RETO)
(NASDAQ: RETO)
$16.1MM
IPO
12/2017
Sole Book Running Manager
Newater Technology
(NASDAQ:NEWA)
(NASDAQ:NEWA)
$8.05MM
IPO
8/2017
Sole Book Running Manager
Co-Diagnostics Inc.
(NASDAQ:CODX)
(NASDAQ:CODX)
$7MM
IPO
7/2017
Co-Manager
Azure Biopharma.
(NASDAQ:AZRX)
(NASDAQ:AZRX)
$5.2MM
IPO
10/2016
Underwriter
Monster Digital Inc.
(NASDAQ:MSDI)
(NASDAQ:MSDI)
$12MM
IPO
7/2016
Underwriter
Spring Bank Pharmaceuticals
(NASDAQ:SBPH)
(NASDAQ:SBPH)
$11MM
IPO
5/2016
Underwriter
China Customer Relations Center
(NASDAQ:CCRC)
(NASDAQ:CCRC)
$9.6MM
IPO
12/2015
Sole Book Running Manager
Yulong Eco-Materials
(NASDAQ:YECO)
(NASDAQ:YECO)
14MM
IPO
6/2015
Underwriter
Wowo Limited
(NASDAQ:WOWO)
(NASDAQ:WOWO)
40MM
IPO
4/2015
Underwriter
Tantech Holdings Ltd.
(NASDAQ:TANH)
(NASDAQ:TANH)
12.8MM
IPO
3/2015
Sole Book Running Manager
Select Capital Markets/Syndicate Transactions
PRIMO WATER
(NASDAQ:PRMO)
(NASDAQ:PRMO)
65MM
IPO
5/2018
Selling Group Member
VIRTU FINANCIAL, INC.
(NASDAQ:VIRT)
(NASDAQ:VIRT)
420MM
IPO
5/2018
Selling Group Member
POLARITYTE
(NASDAQ:COOL)
(NASDAQ:COOL)
32.5MM
IPO
4/2018
Selling Group Member
MEDICINOVA INC.
(NASDAQ:MNOV)
(NASDAQ:MNOV)
40MM
IPO
2/2018
Selling Group Member
EASTSIDE DISTILLING
(NASDAQ:ESDI)
(NASDAQ:ESDI)
5.4MM
IPO
8/2017
Selling Group Member
SHIFTPIXY INC.
(NASDAQ:PIXY)
(NASDAQ:PIXY)
12MM
IPO
6/2017
Selling Group Member