SEC Rule 606 Report / ViewTrade / 1st Quarter, 2009
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
| Total (%) |
100.00 |
11.51 |
87.82 |
0.67 |
| Nasdaq OMX Group |
0.23 |
0.00 |
0.26 |
0.00 |
| Automated Trading Desk |
0.15 |
0.09 |
0.15 |
0.26 |
| Knight Capital Markets |
99.62 |
99.91 |
99.58 |
99.74 |
99.77% of total customer orders were non-directed orders.
Securities Listed on American Stock Exchange or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
| Total (%) |
100.00 |
8.95 |
90.36 |
0.69 |
| Nasdaq OMX Group |
0.52 |
0.00 |
0.57 |
0.00 |
| Automated Trading Desk |
0.86 |
0.00 |
0.95 |
0.00 |
| Knight Capital Markets |
98.62 |
100.00 |
98.48 |
100.00 |
99.48% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
| Total (%) |
100.00 |
14.24 |
85.11 |
0.84 |
| Automated Trading Desk |
0.05 |
0.00 |
0.26 |
1.28 |
| DOMS |
0.10 |
0.60 |
0.01 |
0.00 |
| Nasdaq OMX Group |
0.25 |
0.00 |
0.29 |
0.00 |
| Knight Capital Markets |
99.60 |
99.40 |
99.43 |
98.72 |
99.75% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Limit (%) | Market (%) | Other (%) |
| AMEX |
0.10 |
100.00 |
0.00 |
0.00 |
| BOX |
0.26 |
100.00 |
0.00 |
0.00 |
| CBOE |
18.13 |
85.92 |
13.79 |
0.29 |
| ISE |
13.91 |
87.27 |
9.36 |
3.37 |
| NOM |
3.34 |
68.75 |
31.25 |
0.00 |
| PCX |
35.12 |
98.22 |
1.63 |
0.15 |
| PHLX |
29.13 |
91.59 |
7.33 |
1.07 |
100% of total customer orders were non-directed orders.
ViewTrade's order routing decisions are based on the principle of best execution.
The firm has no payment for order flow arrangements with these market centers.