SEC Rule 606 Report / ViewTrade / 4th Quarter, 2008
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
| Total (%) |
100 |
15.68 |
81.97 |
2.35 |
| Nasdaq OMX Group |
0.27 |
0.03 |
0.33 |
0.00 |
| Knight Capital Markets |
99.73 |
99.97 |
99.67 |
100.00 |
99.73% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
| Total (%) |
100.00 |
15.41 |
82.13 |
2.46 |
| Nasdaq OMX Group |
0.29 |
0.07 |
0.34 |
0.00 |
| Knight Capital Markets |
99.71 |
99.93 |
99.66 |
100.00 |
99.71% of total customer orders were non-directed orders.
Securities Listed on American Stock Exchange or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
| Total (%) |
100 |
11.37 |
87.98 |
0.64 |
| Knight Equity Markets |
100.00 |
100.00 |
100.00 |
100.00 |
100% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Limit (%) | Market (%) | Other (%) |
| AMEX |
0.77 |
70.27 |
18.92 |
10.81 |
| BOX |
3.19 |
33.99 |
66.01 |
0.00 |
| CBOE |
18.45 |
73.98 |
22.06 |
3.96 |
| ISE |
14.21 |
72.25 |
24.23 |
3.52 |
| NOM |
2.19 |
80.00 |
20.00 |
0.00 |
| PCX |
38.86 |
91.78 |
7.95 |
0.27 |
| PHLX |
22.31 |
68.85 |
25.91 |
5.24 |
100% of total customer orders were non-directed orders.
ViewTrade's order routing decisions are based on the principle of best execution.
The firm has no payment for order flow arrangements with these market centers.