SEC Rule 606 Report / ViewTrade / 3rd Quarter, 2008
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
| Total (%) |
100.00 |
25.28 |
71.04 |
3.67 |
| Nasdaq OMX Group |
0.25 |
0.00 |
0.35 |
0.00 |
| Knight Capital Markets |
99.75 |
100.00 |
99.65 |
100.00 |
99.75% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
| Total (%) |
100.00 |
27.18 |
68.85 |
3.97 |
| Nasdaq OMX Group |
0.33 |
0.00 |
0.48 |
0.00 |
| Domestic Securities |
0.04 |
0.00 |
0.05 |
0.00 |
| Auto Trading Desk Fin Svc |
0.02 |
0.09 |
0.00 |
0.00 |
| Knight Equity Markets |
99.61 |
99.91 |
99.46 |
100.00 |
99.67% of total customer orders were non-directed orders.
Securities Listed on American Stock Exchange or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
| Total (%) |
100 |
15.23 |
81.90 |
2.87 |
| Knight Capital Markets |
100.00 |
100.00 |
100.00 |
100.00 |
100.00% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
| AMEX |
0.40 |
15.00 |
70.00 |
15.00 |
| BOX |
2.30 |
25.00 |
75.00 |
0.00 |
| CBOE |
15.54 |
8.43 |
88.38 |
3.19 |
| ISE |
23.65 |
3.52 |
94.38 |
2.10 |
| NOM |
2.46 |
3.23 |
96.77 |
0.00 |
| PCX |
35.81 |
2.49 |
97.23 |
0.28 |
| PHLX |
19.84 |
12.30 |
85.50 |
2.20 |
100% of total customer orders were non-directed orders.
ViewTrade's order routing decisions are based on the principle of best execution.
The firm has no payment for order flow arrangements with these market centers.