SEC Rule 606 Report / ViewTrade / 2nd Quarter, 2008
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
| Total (%) |
100 |
11 |
47 |
43 |
| Knight Capital Markets |
99 |
100 |
100 |
98 |
94% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
| Total (%) |
100 |
9 |
49 |
42 |
| Knight Equity Markets |
99 |
100 |
100 |
97 |
92% of total customer orders were non-directed orders.
Securities Listed on American Stock Exchange or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
| Total (%) |
100 |
9 |
39 |
52 |
| Knight Capital Markets |
99 |
100 |
100 |
98 |
96% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
| Total (%) |
100 |
7 |
92 |
1 |
| Archipelago LLC |
36 |
13 |
38 |
24 |
| Internat'l Secs Exchange |
23 |
25 |
22 |
24 |
| Chicago Board Options Exchange |
20 |
21 |
20 |
16 |
| Philadelphia Exchange |
17 |
28 |
16 |
36 |
100% of total customer orders were non-directed orders.
ViewTrade's order routing decisions are based on the principle of best execution.
The firm has no payment for order flow arrangements with these market centers.