SEC Rule 606 Report / ViewTrade / 1st Quater, 2008
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
| Total (%) |
100 |
11 |
50 |
38 |
| Knight Capital Markets |
99 |
100 |
100 |
98 |
93% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
| Total (%) |
100 |
11 |
48 |
41 |
| Knight Equity Markets |
99 |
100 |
100 |
97 |
86% of total customer orders were non-directed orders.
Securities Listed on American Stock Exchange or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
| Total (%) |
100 |
12 |
35 |
52 |
| Knight Capital Markets |
99 |
100 |
100 |
98 |
86% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
| Total (%) |
100 |
9 |
89 |
2 |
| Pacific Coast Option Exch |
36 |
19 |
38 |
32 |
| Philadelphia Exch |
23 |
23 |
23 |
15 |
| Internat'l Secs Exch |
21 |
28 |
20 |
39 |
| Chicago Board OptionsExch |
17 |
20 |
17 |
14 |
100% of total customer orders were non-directed orders.
ViewTrade's (VTDT Retail) order routing decisions are based on the principle of best execution.
The firm has no payment for order flow arrangements with these market centers.