SEC Rule 606 Report / ViewTrade / 4th Quater, 2007
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
| Total (%) |
100 |
11 |
49 |
40 |
| Knight Capital Markets |
99 |
100 |
100 |
98 |
92% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
| Total (%) |
100 |
8 |
53 |
38 |
Knight Equity Markets |
73 |
67 |
75 |
71 |
Domestic Securities, Inc. |
26 |
33 |
24 |
26 |
89% of total customer orders were non-directed orders.
Securities Listed on American Stock Exchange or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
| Total (%) |
100 |
14 |
52 |
35 |
| Knight Capital Markets |
96 |
81 |
99 |
97 |
92% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Limit (%) | Market (%) | Other (%) |
| Total (%) |
100 |
5 |
92 |
3 |
| Internat'l Secs Exch |
31 |
30 |
31 |
34 |
| Philadelphia Exch |
28 |
24 |
28 |
19 |
| Pacific Stock Exch |
24 |
16 |
25 |
15 |
| Chicago Board OptionsExch |
15 |
19 |
14 |
32 |
100% of total customer orders were non-directed orders.
ViewTrade Security Inc.'s order routing decisions are based on the principle of best execution.
The firm has no payment for order flow arrangements with these market centers.
All values are rounded to the nearest integer.